Kwan Lok Locky Lau
劉君樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lok Locky Lau (劉君樂), a licensed former licensee with CE reference BNN600. This person has 7.6 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-26 | 2026-08-11 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 - Asset management | 2024-08-26 | 2026-08-11 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-29 | 2024-08-26 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-07-29 | 2024-08-26 |
| L Capital Limited | RO | Type 4 - Advising on securities | 2024-02-27 | 2024-06-07 |
| L Capital Limited | RO | Type 9 - Asset management | 2024-02-27 | 2024-06-07 |
| L Capital Limited | Rep | Type 4 - Advising on securities | 2024-01-09 | 2024-02-27 |
| L Capital Limited | Rep | Type 9 - Asset management | 2024-01-09 | 2024-02-27 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-11 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-12-21 | 2023-12-01 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-03 | 2021-12-21 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-03 | 2023-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Lok Locky Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.