Chi Wa Chiu

趙志華
CE No. BNF509 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Chiu (趙志華), a licensed former licensee with CE reference BNF509. This person has 0.9 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
China-Hong Kong Connect International Securities Limited
中港通國際證券有限公司
Rep Type 1 - Dealing in securities 2018-08-13 2019-06-29
China-Hong Kong Connect International Securities Limited
中港通國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2018-08-13 2019-06-29
Hang Tai Asset Management Limited
恒泰資產管理有限公司
Rep Type 4 - Advising on securities 2018-08-13 2019-06-29
Hang Tai Asset Management Limited
恒泰資產管理有限公司
Rep Type 5 - Advising on futures contracts 2018-08-13 2019-06-29
Hang Tai Asset Management Limited
恒泰資產管理有限公司
Rep Type 9 - Asset management 2018-08-13 2019-06-29

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wa Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Henry Chin Ho Cheung Hang Tai Asset Management Limited 2018–2019
Deli Wang Hang Tai Asset Management Limited 2018–2019
Ying Tang Hang Tai Asset Management Limited 2018–2019
Cheuk Hin Lam China-Hong Kong Connect International Securities Limited 2018–2019
Hudson Chiu Kit Ngan Hang Tai Asset Management Limited 2018
Chun Ho Hung China-Hong Kong Connect International Securities Limited 2018–2019
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