Stephan Thomas Kolz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephan Thomas Kolz, a licensed former licensee with CE reference BND123. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-27 | 2019-02-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-27 | 2019-02-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 9 - Asset management | 2018-08-21 | 2019-02-08 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephan Thomas Kolz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.