James Andrew Maurice Douglas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Andrew Maurice Douglas, a licensed former licensee with CE reference BMT593. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-30 | 2018-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Andrew Maurice Douglas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.