Li Miao
繆麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Miao (繆麗), a licensed former licensee with CE reference BMM547. This person has 4.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2022-10-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-12 | 2022-10-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-03-12 | 2022-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Miao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.