Wen Si
斯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Si (斯文), a licensed Representative with CE reference BMK022. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 8.3 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-07 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-07 | present |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-19 | 2021-12-03 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-19 | 2021-12-03 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2018-05-02 | 2018-06-08 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-02 | 2018-06-08 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-23 | 2018-03-21 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-02-23 | 2018-03-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Si during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Suet Yee Lee | Austrax Capital Limited | 2018–2021 |
| Alvin Cheuk Him Wong | Austrax Capital Limited | 2018–2021 |
| Mun Lam Ip | Austrax Capital Limited | 2018–2021 |
| Sai Tak Chu | Austrax Capital Limited | 2018–2021 |
| Chi Man Chung | Austrax Capital Limited | 2018–2021 |
| Sik Lun Fung | Austrax Capital Limited | 2018–2021 |
| Wai Man Kam | Austrax Capital Limited | 2018–2021 |
| Erica Wai Yan Ling | Austrax Capital Limited | 2018–2021 |
| Kai Pong Ng | Austrax Capital Limited | 2018–2021 |
| Calvin Siu Kuen Poon | Austrax Capital Limited | 2018–2021 |
| Lilei Sun | Austrax Capital Limited | 2018–2021 |
| Hua Xia | Austrax Capital Limited | 2018–2021 |
| Wai Tung Kwok | Austrax Capital Limited | 2018–2021 |
| Chun Tung Au | Austrax Capital Limited | 2018–2021 |
| Sze Wing Ngai | Austrax Capital Limited | 2018–2021 |
| Wai Ching Ronald Tse | Austrax Capital Limited | 2018–2021 |
| Wei Yan Tsoi | Austrax Capital Limited | 2018–2021 |
| Yu Fung Chung | Austrax Capital Limited | 2018–2021 |
| Sing Cheong Kwong | Austrax Capital Limited | 2018–2021 |
| Wai Kin Li | Austrax Capital Limited | 2018–2021 |