Richa Sood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richa Sood, a licensed former licensee with CE reference BMG016. This person has 4.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-08 | 2022-08-15 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-08 | 2022-08-15 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2021-09-08 | 2022-08-15 |
| Ethivo Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2018-04-17 | 2021-06-30 |
| Ethivo Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2018-04-17 | 2021-06-30 |
| Ethivo Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2018-04-17 | 2021-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richa Sood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.