Thomas Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Nguyen, a licensed former licensee with CE reference BMA222. This person has 4.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2022-08-26 |