William John Harris Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William John Harris Smith, a licensed former licensee with CE reference BMA125. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2018-01-22 |