Carl James Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl James Harris, a licensed former licensee with CE reference BLV215. This person has 0.4 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rivendell Partners Limited | RO | Type 9 - Asset management | 2018-05-24 | 2018-10-18 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Carl James Harris during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Long Shang Alex Ying | Rivendell Partners Limited | 2018 |
| Pei Chun Shang | Rivendell Partners Limited | 2018 |
| Cheuk Kwan Wong | Rivendell Partners Limited | 2018 |