Ye Lu
呂叶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Lu (呂叶), a licensed former licensee with CE reference BLN748. This person has 4.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-20 | 2023-10-17 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-20 | 2023-10-17 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-20 | 2023-10-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-01 | 2022-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.