Xu Zhen
甄旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Zhen (甄旭), a licensed former licensee with CE reference BLH877. This person has 5.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 4 - Advising on securities | 2023-05-03 | 2023-12-01 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 - Asset management | 2022-07-27 | 2023-12-01 |
| Springwell Capital Limited 淞泉資本有限公司 |
Rep | Type 9 - Asset management | 2022-06-30 | 2022-07-27 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-01 | 2022-05-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-01 | 2022-05-18 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-27 | 2022-05-18 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-27 | 2022-05-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-12-14 | 2020-04-01 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-14 | 2020-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xu Zhen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.