Nan Lu
陸南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Lu (陸南), a licensed former licensee with CE reference BKS599. This person has 5.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-21 | 2024-06-07 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 - Asset management | 2021-09-21 | 2024-06-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-05 | 2020-06-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-05 | 2020-06-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-05 | 2020-06-24 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Christophe Eric Pascal Grosperrin | ZhongYi Investment Managers Limited | 2021–2024 |
| Darius Lai Yan Yuen | ZhongYi Investment Managers Limited | 2021–2024 |
| John Le Hien Pham | ZhongYi Investment Managers Limited | 2021–2024 |
| Stephen Cheuk Kin Law | ZhongYi Investment Managers Limited | 2021–2024 |
| Shun Cheung Ng | ZhongYi Investment Managers Limited | 2022–2024 |
| Thomas Shui Cheong Tsao | ZhongYi Investment Managers Limited | 2023–2024 |
| Ka Chun Tai | ZhongYi Investment Managers Limited | 2022 |
| Ernest Cheon | ZhongYi Investment Managers Limited | 2021 |