Ruosi Ma
馬若思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruosi Ma (馬若思), a licensed former licensee with CE reference BKM256. This person has 6.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vista Equity Partners Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-07-21 | 2025-09-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-04 | 2020-09-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-04 | 2020-09-30 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-04 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2017-08-17 | 2019-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruosi Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.