Vien Wai Yan Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vien Wai Yan Liu, a licensed former licensee with CE reference BJY229. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-06 | 2022-08-05 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-06 | 2022-08-05 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Vien Wai Yan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yip Hang Au | China Ease Investment Limited | 2021–2022 |