Lulu Peng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lulu Peng (彭路璐), a licensed Representative with CE reference BJT944. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-10 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-10 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-16 | 2017-09-28 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-16 | 2017-09-28 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Lulu Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.