Tsz Kwan Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kwan Tse (謝子鈞), a licensed Responsible Officer with CE reference BJO498. Currently licensed at 2 firm(s): Ping An of China Capital (Hong Kong) Company Limited, Ping An Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 8.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-29 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-01 | present |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-01 | 2026-05-29 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-04 | 2026-01-11 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2021-12-27 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-09 | 2021-12-27 |
| HeungKong Capital Limited 香江資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-09 | 2021-12-27 |
| Red Solar Capital Limited 綽耀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-08 | 2021-02-12 |
| Red Solar Capital Limited 綽耀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-08 | 2021-02-12 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-02 | 2018-11-16 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-30 | 2017-12-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-30 | 2017-12-22 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-30 | 2017-12-22 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-26 | 2017-07-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-26 | 2017-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Kwan Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.