Joo Yeon Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joo Yeon Han, a licensed former licensee with CE reference BJI007. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comprador Limited | Rep | Type 4 - Advising on securities | 2017-04-10 | 2018-12-14 |
| Comprador Limited | Rep | Type 6 - Advising on corporate finance | 2017-04-10 | 2018-12-14 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Joo Yeon Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Steve Teng | Comprador Limited | 2017–2018 |
| Yang Wu | Comprador Limited | 2017–2018 |
| Jonathan Samuel T Chien | Comprador Limited | 2017–2018 |
| Li Zeng | Comprador Limited | 2017–2018 |
| Andrew Tongming Cheng | Comprador Limited | 2017–2018 |
| Anthony John Steains | Comprador Limited | 2017–2018 |
| Jason Ho Tung Tong | Comprador Limited | 2017–2018 |
| Min Soo Chung | Comprador Limited | 2017–2018 |
| Nan Zhou | Comprador Limited | 2017 |
| Chaohan Lin | Comprador Limited | 2018 |
| Yu Sian Tan | Comprador Limited | 2017 |