Chris Sze On Tam
譚世安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Sze On Tam (譚世安), a licensed former licensee with CE reference BJD946. This person has 5.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-02 | 2023-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-02 | 2023-03-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-02 | 2023-03-31 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2020-06-28 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-02 | 2020-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chris Sze On Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.