Yajing Yan
顏雅靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yajing Yan (顏雅靖), a licensed former licensee with CE reference BJC393. This person has 5.6 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2022-11-27 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-20 | 2022-11-27 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-08 | 2018-03-29 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-08 | 2018-03-29 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2018-02-28 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-20 | 2018-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yajing Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stacey Martin Wong | Quam Capital Limited | 2018–2022 |
| Henry Clement Hok Wai Yau | Quam Capital Limited | 2018–2022 |
| Benny Koon Chung Chung | Quam Capital Limited | 2018–2022 |
| Thomas Chung Ming Kwok | Quam Capital Limited | 2018–2022 |
| Ken Noma | Quam Capital Limited | 2018–2022 |
| Chun Yee Hung | Quam Capital Limited | 2018–2022 |
| Richard David Winter | Quam Capital Limited | 2018–2022 |
| Pui Yee See-To | Quam Capital Limited | 2019–2022 |
| Tung Yuen Chan | Quam Capital Limited | 2020–2022 |
| Seng Shen Too | Quam Capital Limited | 2020–2022 |
| Yuk Fung Lo | Quam Capital Limited | 2019–2021 |
| Yang Jiang | Quam Capital Limited | 2020–2022 |
| Kar Kei Calvin Chan | Quam Capital Limited | 2020–2022 |
| Xiaoting Li | Quam Capital Limited | 2019–2021 |
| Ho Yin Yung | Quam Capital Limited | 2020–2022 |
| Jiaxuan Leng | Quam Capital Limited | 2018–2020 |
| Rong Liang | Quam Capital Limited | 2021–2022 |
| Tan Yee Choi | Quam Capital Limited | 2018–2019 |
| Ho Ming Danny Leung | Quam Capital Limited | 2018–2019 |
| Jiongyu Liu | Quam Capital Limited | 2018–2020 |