Kim Kwan Sze
施劍君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Kwan Sze (施劍君), a licensed former licensee with CE reference BIZ382. This person has 3.2 years of SFC licence history. Total licence records on file: 8.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-23 | 2021-09-30 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-23 | 2021-09-30 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-23 | 2021-09-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-19 | 2020-02-26 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-19 | 2020-02-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-19 | 2020-02-26 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2017-09-11 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-01 | 2017-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Kwan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.