Ying-Hsiao Liu
劉盈孝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying-Hsiao Liu (劉盈孝), a licensed former licensee with CE reference BIW956. This person has 3.4 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-16 | 2018-08-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-16 | 2018-08-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-16 | 2018-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying-Hsiao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.