Ka Yan To
杜嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan To (杜嘉茵), a licensed former licensee with CE reference BHP839. This person has 7.3 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trade Rise Limited 尚貿有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-03 | 2026-01-30 |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 4 - Advising on securities | 2025-04-03 | 2026-01-30 |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 9 - Asset management | 2025-04-03 | 2026-01-30 |
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 |
RO | Type 4 - Advising on securities | 2021-01-28 | 2024-09-24 |
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 |
RO | Type 9 - Asset management | 2021-01-28 | 2024-09-24 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2019-08-09 | 2020-12-22 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-09 | 2019-07-31 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-14 | 2017-01-26 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-14 | 2017-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yan To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.