Wing Ki Stephanie Shum
沈穎琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ki Stephanie Shum (沈穎琪), a licensed former licensee with CE reference BHP710. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-03 | 2017-05-12 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 9 - Asset management | 2016-06-21 | 2017-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ki Stephanie Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.