Derek Kai Chung To
杜啟聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Kai Chung To (杜啟聰), a licensed former licensee with CE reference BHP485. This person has 7.1 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-08 | 2023-07-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-31 | 2023-07-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-31 | 2023-07-04 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-09-05 | 2023-07-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-04 | 2019-07-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-10 | 2019-07-31 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-10 | 2018-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Kai Chung To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.