Chun Wai Lock
駱俊瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Lock (駱俊瑋), a licensed Responsible Officer with CE reference BHN005. Currently licensed at 2 firm(s): Yunfeng Financial Markets Limited, Yunfeng Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 7.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-07 | present |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-07 | present |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-05 | 2026-05-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-05 | 2026-05-07 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-09 | 2025-11-30 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-14 | 2025-01-09 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2022-07-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2022-07-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-23 | 2019-03-01 |
| iBest Investment Services Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2018-04-23 | 2019-01-25 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2017-05-17 | 2019-01-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-17 | 2017-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Lock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.