Pui Yee Winnie Chan

CE No. BHK661 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Winnie Chan, a licensed former licensee with CE reference BHK661. This person has 0.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Philippa Huckle Group Limited, The RO Type 1 - Dealing in securities 2017-09-12 2018-04-14
Philippa Huckle Group Limited, The RO Type 4 - Advising on securities 2017-09-12 2018-04-14
Philippa Huckle Group Limited, The RO Type 9 - Asset management 2017-09-12 2018-04-14

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee Winnie Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Philippa Jane Huckle Philippa Huckle Group Limited, The 2017–2018
Raymond Mok Philippa Huckle Group Limited, The 2017
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