Xiao Lu
魯曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Lu (魯曉), a licensed former licensee with CE reference BHD194. This person has 6.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-23 | 2022-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-29 | 2022-09-23 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-03-02 | 2022-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-28 | 2018-11-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-28 | 2018-08-29 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-28 | 2017-03-02 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2016-11-04 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-10 | 2016-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.