Alan Wong
王智洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Wong (王智洋), a licensed Representative with CE reference BHA199. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 9.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-25 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2024-05-07 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-18 | 2021-03-19 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-02-18 | 2021-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.