James Andrew Auckland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Andrew Auckland, a licensed former licensee with CE reference BGW599. This person has 0.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-21 | 2016-06-27 |