Ted Tar-Te Liao
廖大德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ted Tar-Te Liao (廖大德), a licensed former licensee with CE reference BGM906. This person has 3.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-10 | 2019-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2018-09-10 | 2019-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-09-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2018-09-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-18 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-18 | 2017-10-02 |