Richard James Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Lewis, a licensed former licensee with CE reference BGL296. This person has 1.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-09 | 2017-06-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-09 | 2017-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard James Lewis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.