Anubhav Kaul
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anubhav Kaul, a licensed former licensee with CE reference BGB346. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WFM Asia (HK) Limited | RO | Type 4 - Advising on securities | 2020-10-07 | 2021-08-18 |
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | 2018-10-23 | 2020-10-07 |
| WFM Asia (HK) Limited | RO | Type 9 - Asset management | 2018-10-23 | 2021-08-18 |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | 2015-08-24 | 2018-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anubhav Kaul during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.