Xiang Li
李響
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Li (李響), a licensed former licensee with CE reference BFX734. This person has 10.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-03 | 2026-01-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-08-31 | 2026-01-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-03 | 2023-03-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-03 | 2021-08-31 |