Yusuke Ochiai
落合雄介
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yusuke Ochiai (落合雄介), a licensed former licensee with CE reference BFO805. This person has 2.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-04 | 2015-06-24 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-04 | 2015-06-24 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-04 | 2015-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yusuke Ochiai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.