Lin Guo
郭琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Guo (郭琳), a licensed former licensee with CE reference BFN663. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-30 | 2016-07-15 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-30 | 2016-07-15 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-30 | 2016-07-15 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.