Yasuhiro Miki
三木康裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuhiro Miki (三木康裕), a licensed former licensee with CE reference BFN447. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited | RO | Type 1 - Dealing in securities | 2015-07-15 | 2017-08-31 |
| SMBC Capital Markets (Asia) Limited | RO | Type 2 - Dealing in futures contracts | 2015-07-15 | 2017-08-31 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Yasuhiro Miki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Adrian Alexander Wong | SMBC Capital Markets (Asia) Limited | 2015–2017 |
| Joseph Rondinella | SMBC Capital Markets (Asia) Limited | 2015–2017 |
| Anthony John Sewell | SMBC Capital Markets (Asia) Limited | 2015–2017 |
| Jack Jialin Zhao | SMBC Capital Markets (Asia) Limited | 2015–2017 |
| Takashi Ishihara | SMBC Capital Markets (Asia) Limited | 2015 |
| Norihiko Kawata | SMBC Capital Markets (Asia) Limited | 2017 |
| Yushi Araki | SMBC Capital Markets (Asia) Limited | 2017 |