Stephen Raymond Allan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Raymond Allan, a licensed former licensee with CE reference BFM966. This person has 8.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-29 | 2023-10-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-29 | 2023-10-05 |