Shuo Zhao
趙碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Zhao (趙碩), a licensed former licensee with CE reference BFE619. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-08 | 2015-09-05 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-08 | 2015-09-05 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.