Cindy Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Chan, a licensed former licensee with CE reference BFE151. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2016-09-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-30 | 2016-09-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-30 | 2016-09-09 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Yu Ng | Cachet Asset Management Limited | 2015–2016 |
| Angela Chin Yui Chow | Cachet Asset Management Limited | 2015–2016 |
| Nathan Wang | Cachet Asset Management Limited | 2015–2016 |
| Bill Sai On Chan | Cachet Asset Management Limited | 2015–2016 |
| Anthony Kai Young Fan | Cachet Asset Management Limited | 2015–2016 |
| Irene Oi Ling Wong | Cachet Asset Management Limited | 2015–2016 |
| Edward Yik Shu Cheung | Cachet Asset Management Limited | 2015–2016 |