Yun Lu
魯韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Lu (魯韵), a licensed former licensee with CE reference BFA945. This person has 9.4 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-16 | 2020-09-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-16 | 2020-09-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-16 | 2020-09-11 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-03-13 | 2018-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.