James Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Lee, a licensed former licensee with CE reference BEZ813. This person has 5.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HOBA Global Investors (HK) Limited | RO | Type 9 - Asset management | 2015-04-23 | 2020-08-26 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as James Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Carrie Ka Lee Ho | HOBA Global Investors (HK) Limited | 2015–2019 |
| Viviann Chan | HOBA Global Investors (HK) Limited | 2016–2019 |
| Jung-Sheng Shieh | HOBA Global Investors (HK) Limited | 2015–2016 |