Noel Chan
陳樂欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noel Chan (陳樂欣), a licensed former licensee with CE reference BEX460. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-04 | 2018-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-04 | 2018-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-02-04 | 2018-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-02-04 | 2018-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Noel Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.