Yin Wa Lee

李妍慧
CE No. BEF451 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wa Lee (李妍慧), a licensed former licensee with CE reference BEF451. This person has 3.6 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Grand Rich Asset Management Limited
浩豐資產管理有限公司
Rep Type 9 - Asset management 2020-06-15 2020-11-30
Grand Rich Securities Limited
浩豐證券有限公司
Rep Type 1 - Dealing in securities 2019-03-18 2020-11-30
Grand Rich Securities Limited
浩豐證券有限公司
Rep Type 4 - Advising on securities 2019-03-18 2020-11-30
SOLARSTONE CAPITAL LIMITED
朝盛資本有限公司
Rep Type 1 - Dealing in securities 2017-11-14 2019-03-01
Bluemount Securities Limited
藍山證券有限公司
Rep Type 1 - Dealing in securities 2017-01-05 2017-08-01
Bluemount Securities Limited
藍山證券有限公司
Rep Type 4 - Advising on securities 2017-01-05 2017-08-01
Bluemount Asset Management Limited
藍山資產管理有限公司
Rep Type 9 - Asset management 2017-01-05 2017-08-01

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Wa Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shiu Pong Chan Grand Rich Securities Limited 2019–2020
Donny Kam Tong Ng Grand Rich Securities Limited 2019–2020
Ying Yi Chan Grand Rich Securities Limited 2019–2020
Ho Yin Wong Grand Rich Securities Limited 2019–2020
Wei Shang Grand Rich Securities Limited 2019–2020
Mee Yee Lam SOLARSTONE CAPITAL LIMITED 2017–2019
Kam Yuen Wong SOLARSTONE CAPITAL LIMITED 2018–2019
Kim Ming Wong Bluemount Asset Management Limited 2017
Franky Ying Wai Leung SOLARSTONE CAPITAL LIMITED 2018–2019
Chun Man Siu SOLARSTONE CAPITAL LIMITED 2017–2018
Ho Yuen Tong SOLARSTONE CAPITAL LIMITED 2018–2019
So Har Lam SOLARSTONE CAPITAL LIMITED 2018–2019
Irene Ai Lin Far SOLARSTONE CAPITAL LIMITED 2018–2019
Chi Ho Tse SOLARSTONE CAPITAL LIMITED 2018–2019
Hok Lai Li Bluemount Securities Limited 2017
Kam Fai Wong Bluemount Securities Limited 2017
Yao Kein Kwok Bluemount Securities Limited 2017
Hoi Hin Khoo Bluemount Asset Management Limited 2017
Kam Chuen Ma Bluemount Asset Management Limited 2017
Explore the interactive colleague network →

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