Xiaoming Deng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming Deng (鄧晓明), a licensed Responsible Officer with CE reference BDX988. Currently licensed at 1 firm(s): Dawning Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dawning Asset Management Limited 大盈資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-16 | present |
| Dawning Asset Management Limited 大盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-02-16 | present |
| Dawning Asset Management Limited 大盈資產管理有限公司 |
RO | Type 9 - Asset management | 2026-02-16 | present |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-28 | 2023-09-22 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2023-02-28 | 2023-09-22 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 9 - Asset management | 2023-02-28 | 2023-09-22 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-19 | 2022-10-21 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2022-01-19 | 2022-10-21 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 9 - Asset management | 2022-01-19 | 2022-10-21 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-07 | 2022-01-19 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2021-12-07 | 2022-01-19 |
| Goldlark (Hong Kong) Asset Management Company Limited 金百臨(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-23 | 2021-07-18 |
| Goldlark (Hong Kong) Asset Management Company Limited 金百臨(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-26 | 2021-07-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-26 | 2015-04-11 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2014-08-26 | 2015-04-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-26 | 2015-04-11 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2014-08-26 | 2015-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoming Deng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.