Wai Wai Sik
釋為懷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wai Sik (釋為懷), a licensed former licensee with CE reference BDU317. This person has 7.7 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-04 | 2022-04-01 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-04 | 2022-04-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2021-05-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2021-05-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-02 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-14 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-14 | 2021-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Wai Sik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.