Peter Richard Rawle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Richard Rawle, a licensed former licensee with CE reference BDA027. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-05-18 | 2018-06-25 |
| Pearl Street Advisors Limited | Rep | Type 9 - Asset management | 2015-04-24 | 2015-05-11 |
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2014-03-25 | 2015-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Richard Rawle during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.