Kam Yu Li
李錦如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yu Li (李錦如), a licensed former licensee with CE reference BCS770. This person has 3.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-09 | 2018-05-15 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-09 | 2018-05-15 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-09 | 2018-05-15 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-21 | 2015-08-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-21 | 2015-08-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-21 | 2015-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.