Shelley Xue Rui Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shelley Xue Rui Yang, a licensed former licensee with CE reference BCQ814. This person has 3.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-19 | 2017-03-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-07 | 2017-03-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-07 | 2017-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shelley Xue Rui Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.