James Keith Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Keith Brown, a licensed former licensee with CE reference BCH663. This person has 3.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2017-06-19 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-11-20 | 2017-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Keith Brown during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.